新闻 > 经济
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China

西南证券投行五大烂项目谁背锅 两宗处罚后再涉违法

2017-09-11 07:17:38   中国经济网

中国经济网北京9月11日讯(记者关婧)近日,证监会通报上半年对IPO企业现场检查情况,其中广东科茂林产业化工股份有限公司(简称“广东科茂”)涉嫌存在账外支付费用、虚构利润、实际控制人近亲属涉嫌虚假转让股权消除同业竞争等问题,而广东科茂的保荐机构正是两度被监管处罚的西南证券。

对于保荐项目的财务造假问题,西南证券称公司开展对现有投行业务的全面梳理和自查,加强实施全面风险管理,对在会审核项目进行全面复核。事实上,西南证券的保荐项目和财务顾问业务均有被证监会立案调查。

今年5月16日、5月22日,西南证券收到两份《中国证券监督管理委员会行政处罚决定书》,分别涉及到鞍重股份重大资产重组财务顾问项目、大有能源2012年非公开发行股票项目及持续督导项目,西南证券及保荐人员分别因此被处罚。

除了上述三个被证监会点名的项目,西南证券在担任新华医疗财务顾问期间,对于上市公司频繁收购标的表示有利于提高资产质量、改善公司财务状况和增强持续盈利能力。但收购标的无法完成业绩承诺,又没有能力支付高额业绩补偿,尽管新华医疗已经将承诺方告上法庭,但即使诉讼成功也存在执行难的问题。

另外,作为万里股份的独立财务顾问,西南证券在美股上市公司搜房网试图借壳万里股份期间,在出具的独立财务顾问结论性意见中称,如果借壳完成,上市公司主营业务将转变为互联网房产及家居广告营销业务,有利于保护上市公司全体股东的利益。

当时搜房网方面承诺,2016年到2018年,收购标的实现净利润不低于8亿、10.40亿和13.52亿,不过这起借壳最终因无法达到交易各方预期而终止。事实上和被收购时业绩承诺相比,搜房网方面业绩完全不达预期。2016年搜房网营收9.164亿美元,同比增长4%,净利亏损1.696亿美元。

保荐项目和财务顾问业务均被证监会立案调查,西南证券的业绩下滑已在预料之中,上半年西南证券实现营业收入13.66亿元,净利润为3.67亿元,同比分别下降31.80%和57.38%。西南证券在半年报中也表示,原因是投行业务实现的营收同比大幅减少。

  IPO现场检查广东科茂再中招

9月1日,证监会新闻发布会对上半年IPO现场检查情况进行通报,此次现场检查共涉及35家企业。证监会表示,通过检查,发现部分企业存在未严格执行会计政策、部分业务会计处理不符合权责发生制、招股说明书部分信息披露口径前后不一致、关联方和关联交易披露不完整、内部控制执行不到位、现金使用不规范、会计凭证编制不规范、在建工程转固不及时等问题。

上一页1/5下一页
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China

相关阅读

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
分享到:
0 0
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China

美图推荐

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China

为您推荐

加载更多>>
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170911/31350357.html
Server: cms-8-252
Date: 2024/11/15 10:23:02

Powered by China
China