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*ST烯碳涉嫌违反证券法律法规被辽宁证监局处罚
2017-09-09 07:46:44 中国经济网
*ST烯碳9月8日晚公告称,近日收到辽宁证监局《行政处罚事先告知书》(简称“告知书”),*ST烯碳及王利群等12名公司高管未在法定期限内披露定期报告,涉嫌违反证券法律法规。
告知书称,*ST烯碳未在2016会计年度结束之日起四个月内,向国务院证券监督管理机构和证券交易所报送2016年年度报告,并予公告。且未在2017会计年度第3个月结束后的1个月内编制完成并披露2017年第一季度报告。
辽宁证监局依据相关法律法规,对*ST烯碳责令改正,给予警告,并处以40万元罚款;对王利群、范志明、李寿兵给予警告,并处以5万元罚款;对刘成文、张小猛、孙家庆、朱宝库、申居宝卿、叶少琴、罗阳、戴囡、尚朝伟给予警告,并处以3万元罚款。(江钰铃)
(原标题:*ST烯碳被辽宁证监局处罚)
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