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投服中心负责人:努力打造中小投资者保护“投服”模式

2017-10-12 07:27:54   

《证券日报》记者:除了持股行权、支持诉讼外,投服中心纠纷调解工作方面也开展了大量工作,请介绍下这方面的情况?

投服中心负责人:纠纷调解工作是投服中心一项核心业务职责,主要是接受投资者委托,提供调解等服务。在证监会的统筹协调下,投服中心正在筹建全国性证券期货纠纷调解中心。

截止2017年8月,投服中心共登记纠纷案件共4715件,争议金额约15亿元人民币。其中,正式受理1956件,调解完结1582件,调解成功1388件,成功率达88%,成功的案件,投资者获得赔偿金额达2.2亿元人民币。2016年当年投服中心受理总额已接近全国的1/3。普通调解成功率和投资者获赔金额均占全国1/2以上,法院委托调解的案件与和解赔偿金占全国的90%。

投服中心调解工作具有以下特点:一是调解网络覆盖全国。投服中心已与全国32个省、市、自治区和计划单列市的证监局、地方协会及中基协建立了纠纷调解合作机制。全国调解员网络也已初步建成,全国聘请了351名律师、专家教授等作为调解员。正在建设全国36个辖区投服中心调解工作站。

二是案源渠道宽广多样。投服中心案件来源渠道多样,既有投资者主动申请受理,又有证监会系统转办,也有法院系统委托等。

三是案件类型广泛全面。主要体现为案件类型广泛,包括上市公司、证券、基金、期货等领域,实现了资本市场的全覆盖。

四是服务机制创新特色。投服中心创新建立小额速调机制,适用范围扩大至全国13个辖区;与全国14家法院、2家公证机构等建立调诉对接、调证对接机制。利用“互联网+”,实现网上调解。

《证券日报》记者:下一步投服中心还有哪些工作安排?

投服中心负责人:下一步,投服中心将进一步建立健全合作机制,深化行权方式,积极探索推进公开征集投票权、提案权和股东诉讼等工作,增强行权效果;加强纠纷调解渠道、机制与能力建设,强化市场纠纷调处主渠道作用,力争早日挂牌全国调解中心,强化市场纠纷调处主渠道作用;稳步做好诉讼和支持诉讼案件,扩大支持诉讼案件类型,提升诉讼影响力,积极推动示范判决试点工作的落实,积极研究推动证据认证的相关工作;依托中国投资者网站,切实提高中小投资者保护与服务能力。

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