新闻 > 经济
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China

冯小树案细节曝光 投行腐败浮现

2017-04-28 15:30:57   经济参考报

与此同时,薛荣年带领下的平安承销团队也因激进和风控问题受到质疑。2011年年底,平安证券内部出现人事动荡,加上胜景山河财务造假案事发,薛荣年带领投行团队离开平安证券。2012年9月,平安证券保荐的万福生科因涉嫌财务造假被证监会立案稽查,并最终导致平安证券于2013年被证监会暂停保荐机构资格三个月。薛荣年也因此被撤销证券从业资格。此后不久,平安证券于2011年11月保荐过会的海联讯又曝出财务造假,这也正是薛荣年担任平安证券总经理的任期内。

在被处罚两年之后,2015年10月28日,薛荣年以基金公司董事长的身份重新亮相。当时有观点称,能力强和关系牢靠是他迅速获得重用的主要原因。不过,在亮相一个多月后,薛荣年又因涉嫌巨额内幕交易被公安机关采取刑事强制措施。

据了解,根据行政调查掌握的情况,薛荣年交易总金额超1亿元,非法获利总金额超5亿元,涉及包括巢东股份、东源电器等多家上市公司,案件性质恶劣,犯罪情节严重,属于罕见的特大内幕交易、利益输送窝案。在该案中,薛荣年及其爱人的铜陵学院校友陈海啸,在“东源电器”因资产重组停牌前突击买入1000余万股。这些资金来源包括向薛荣年弟弟薛永某和弟媳朱勤年借款3100万元等。在对朱勤年3100万元借款的延伸调查发现,该笔3100万元来源于融科华,融科华资金来自于减持“鱼跃医疗”所得和分红款。

事实上,近几年来,在资本市场的一系列大案要案中,总是不缺少薛荣年这位昔日投行大佬的身影,这也让平安证券面临一次又一次的尴尬。2010年12月,胜景山河上市前夜被叫停,随后二次上会仍然被否,涉事两名保荐代表人的保代资格被取消,平安证券也接到证监会出具的警示函。2011年,薛荣年带领投行团队离开平安证券,并在深圳的华林证券另起炉灶。2012年9月,平安证券保荐的万福生科因涉嫌财务造假被证监会立案稽查,被暂停保荐机构资格,并拿出3亿元赔付给投资者。2014年年底,平安证券保荐项目海联讯因欺诈发行被处罚,该公司与万福生科出事都在2011年下半年上市,均发生在薛荣年任职平安证券期间。2013年5月,证监会宣布对万福生科虚假陈述案的中介机构进行处罚,薛荣年被警告并罚款30万元,撤销证券从业资格。处罚生效后,薛荣年被迫辞去华林证券董事长职务。今年1月20日,“陈海啸证券内幕交易案”在安徽蚌埠中级人民法院开庭审理,鉴于案情重大,法院未当庭作出判决。记者 吴黎华 北京报道

上一页2/2下一页
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China

相关阅读

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
分享到:
0 0
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China

美图推荐

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China

为您推荐

加载更多>>
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170428/30470391_2.html
Server: cms-8-251
Date: 2024/12/27 06:49:27

Powered by China
China