新闻 > 经济
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China

交易场所清理标准亟须统一透明

2017-09-12 09:17:28   中国经济网

原本定于今年6月底结束的交易场所清理整顿再次延迟,目前,仅有部分省份公布了通过清理整顿的交易场所名单,从已经公布的名单结果来看,多数交易场所并未涉足现货电子盘领域,基本无客诉行为,但同样也有部分通过清理整顿的交易场所由于曾开设电子盘业务,导致客诉不断,而对于此类交易场所缘何能获得通过,各地监管层尚未做出具体解释。

今年1月9日,清理整顿各类交易场所部际联席会议第三次会议在北京召开。会议认为,近一个时期,部分交易场所违规行为死灰复燃,而且违法违规手法花样百出,问题和风险隐患依然较大。抓紧清理处置各类交易场所存在的突出问题,防范金融风险,维护投资者的合法权益,维护社会稳定。

会议指出了一些交易场所公然违反国务院38号、37号文件规定开展连续集中竞价交易,诱导大量不具备风险承受能力的投资者参与投资;部分贵金属、原油类商品交易场所开展分散式柜台交易涉嫌非法期货活动;部分邮币卡类交易场所开展现货发售模式涉嫌市场价格操纵;一些交易场所会员、代理商等机构涉嫌欺诈误导投资者;一些金融资产交易场所将收益权等拆分转让变相突破200人界限,涉嫌非法公开发行;“微盘”交易涉嫌聚众赌博。此外,部分地区盲目重复批设交易场所导致过多过滥,少数省市抢跑设立票据交易场所,部分股权交易场所违规上线私募债产生兑付风险。这些行为不仅违反国务院文件规定,有的甚至构成严重违法行为,侵害广大投资人利益,带来大量的信访投诉问题,影响社会稳定,亟须予以清理整治。

交易场所最严厉的整顿由此拉开序幕。不过,多数交易场所当时并未认真对待此次清理整顿启动,各项业务仍正常开展。直到今年5月初,清整办表示“目前各个地区‘回头看’工作进度不一,有的地区尚未公布‘黑名单’,有的地区未按要求梳理通报交易场所会员、代理商、授权服务机构等情况,有的地区对重点交易场所的清理整顿迟迟未按照要求付诸行动。地方各类交易场所的问题仍然很大,风险较为突出,形势不容乐观。”此后,各地交易场所纷纷停止了招商,并陆续将交易品种下架。

然而,在此过程中,依然有不少机构打着某某交易场所的名义拉拢客户,其宣传卖点则是某某交易场所已经获得内部通过,这些机构是否获得其所宣传交易场所的默许不得而知,鉴于目前多数地区也未公布最终名单,上述信息也让投资者无从证伪,但从各地公布的交易场所名单来看,由于没有具体的标准参照,同样引发了业内争议。

此次清理整顿并非首次,此前已经有过两轮清理整顿行动,但结果不尽如人意。各地监管标准不统一、不透明显然是重要原因之一,与此前两轮清理整顿相比,此次清理整顿的力度明显加大,在此情况下,各地监管部门及时公布详细的通过标准和细则,才能让行业更加透明化。最终监管和企业运营也都能在阳光下进行,避免劣币驱逐良币现象。

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China

相关阅读

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
分享到:
0 0
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China

美图推荐

404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China

为您推荐

加载更多>>
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China
404 Not Found

404 Not Found

Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!

URL: http://3g.china.com:8080/act/news/11155042/20170912/31366728.html
Server: cms-9-53
Date: 2024/12/03 06:25:47

Powered by China
China