404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
新闻发布制度亮相三个月 点滴记录交易所一线监管
2017-07-26 11:15:03 中国经济网
■一 帆
从深交所新闻发布会制度首度亮相,至今渐满三个月。透过深交所每周公布的监管动态可以发现,上市公司和市场交易行为及其监管呈现出不断的变化,从发布内容的不断丰富和措辞变化中,也可以看出交易所在履行一线监管职责中的努力轨迹。
一是信息披露监管始终保持高标准。对于上市公司信息披露的监管一直是深交所一线监管的重点内容,也是每周下发的监管函数量中涉及比例最高的部分,通常都在10封上下,涉及的内容也很广泛。其中,比较大的篇幅是因为上市公司财务数据信息披露违规,比如,浙江明牌珠宝股份有限公司2016年度业绩快报中披露的净利润与实际数据差异较大且未及时修正;江西赣锋锂业股份有限公司2016年度业绩预告中披露的净利润数据与公司2016年经审计的净利润存在较大差异,且未在规定期限内对业绩预告作出修正;……;这或许与时间上正值上市公司年报、半年报集中披露期有关,但从中可以看出,交易所监管工作的纷繁复杂。
二是违规减持行为数量逐步下降。上市公司大股东及高管减持,曾是市场前期热议的话题,中国证监会针对这一行为发布了新的规定。因而,交易所作为一线监管机构,在这一行为的监管方面也花了不少力气,对减持新规的政策贯彻和执行发挥出应有的作用,违规减持行为数量的下降,减少了这一行为对市场的冲击,既是政策效果的显现,也离不开交易所严格履行职责的作用。
三是对市场交易行为监管更加明确。此前,深交所每周发布的交易行为监管动态只公布涉及的证券家数,证券账户个数,证券公司家数等,近来,已经转变为具有一定描述性的语句,如,在7月17日-7月21日的交易中,深交所共对69起证券异常交易行为进行调查,这69起调查涉及开盘虚假申报、全日虚假申报、盘中拉抬股价、盘中打压股价、拉抬收盘价、反向交易等异常交易情形,本所及时采取了监管措施。这些描述性语言使这些违规交易行为更形象生动,既是对违规行为的震慑,也是投资者教育的一部分内容。
综合而言,深交所的新闻发布会的发布内容正日渐丰富,形式不断丰满。负有一线监管职责的交易所,正是通过这些一点一滴的具体工作,将三个监管的精神传达给上市公司和广大投资者。
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
相关阅读
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
加载更多>>
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China
404 Not Found
404 Not Found
Sorry for the inconvenience.
Please report this message and include the following information to us.
Thank you very much!
URL: |
http://3g.china.com:8080/act/news/11155042/20170726/31006590.html |
Server: |
cms-9-53 |
Date: |
2024/12/29 14:49:56 |
Powered by China
China