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2017年券商分类评价结果出炉
2017-08-16 05:57:03 中国青年网
长沙晚报讯(记者 舒元臻)记者近日从证监会官方网站了解到,“2017年证券公司分类评价结果”正式公布。有消息称,这是证监会修订实施《证券公司分类监管规定》之后,适用新规则评出的首份券商分类结果。
据了解,7月初证监会即发布实施了经修订后的《证券公司分类监管规定》,其中对原有规则作出了五方面调整。记者了解到,证券公司一般分为A(AAA、AA、A)、B(BBB、BB、B)、C(CCC、CC、C)、D、E等5大类11个级别。其中A、B、C三大类中各级别公司均为正常经营公司,其类别、级别的划分仅反映公司在行业内风险管理能力的相对水平。D类、E类公司分别为潜在风险可能超过公司可承受范围及被依法采取风险处置措施的公司。记者查阅资料发现,本地几家券商中,方正证券和湘财证券的分类级别与2016年相同,级别分别为C和BBB,财富证券级别则由2016年的BBB下调至今年的BB。
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