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证监会公布18起内幕交易 曝光同类案件的五大套路

2017-07-08 04:44:54   京华时报

新闻发言人高莉表示,证监会明确H股再融资一次核准、分次发行方式。H股公司,包括A+H股公司需在分次发行中严格遵守境内外法律法规,在批复额度和有效期内分次发行,每两次发行间隔不得少于3个月,未用完的额度在批复到期后自动失效。

新闻发言人同时表示,证监会近日发布修订《证券公司分类监管规定》。总体思路是维持分类监管制度总体框架不变,集中解决实践中遇到的突出问题。不改变现行的以风险管理能力、持续合规状况为主的评价体系和有效做法,仅对相关评价指标结合行业实际和监管需要进行优化。同时完善了合规状况评价指标体系,以及强化了风险管理能力评价指标体系。

责任编辑:高宗影 CN060、任冲 CN062
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