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新规围堵各色减持玩法 万亿定增筹码还需“再锁定”

2017-05-31 13:49:27   

在前述公司中,隆华节能刚于5月8日披露,控股股东、实控人李占明、李占强、李明强、李明卫等四兄弟,计划在5月11日至11月11日的半年内,以大宗交易的方式减持不超过9500万股,占公司总股本的10.77%。然而,按照减持新规,每3个月大宗交易减持不超过2%的限制,并且一致行动人应合并计算,李占明四兄弟半年内合计只能以大宗交易减持4%,即使加上集中竞价交易,也只能合计减持6%的股份。

此外,已披露减持计划但尚未公告减持进展的公司还有:金轮股份控股股东蓝海投资计划在5月11日后6个月内以大宗交易方式减持不超过877.33万股,即不超过总股本的5%;赢合科技的达晨系创投股东(系一致行动人)4月27日通过公告预告,其拟在3个月内通过集中竞价交易或大宗交易合计减持不超过4.84%的公司股份;富祥股份的第二大股东永太科技4月11日抛出清仓计划,其计划自2016年年度股东大会通过之日起的6个月内,以集中竞价、大宗交易或协议转让等方式减持1209万股,占富祥股份总股本的10.79%;长海股份控股股东杨鹏威3月7日预告,其计划在半年内通过集中竞价、大宗交易或其他合法方式减持合计不超过1500万股,不超过公司总股本的7.07%;新筑股份控股股东计划自2月26日起6个月内,通过大宗交易或协议转让减持公司股份合计不超过7000万股,占总股本的10.85%。

此外,润欣科技原本于今年1月披露,二股东欣胜投资拟在半年内通过大宗交易减持不超过11.25%的股份;4月14日,该股东更改了方案,将减持上限从1350万股缩减为675万股,占公司总股本的5.625%,然而若其全部通过大宗交易减持,仍然超过了减持新规的上限。

此外,振芯科技大股东国腾电子集团计划在2月3日后半年内减持不超4726万股,即总股本的8.5%,方式包括大宗交易或协议转让;2月15日,国腾电子集团已通过大宗交易减持了1100万股,占公司总股本的1.98%。

万亿定增筹码还需“再锁定”

“锁定期满后的12个月内只能减持50%,同时还要受90日内(集中竞价)减持不得超过总股本1%的限制,这无疑将大大延长定增(及重组,下同)项目的持股时间。”沪上某机构人士告诉记者。

据记者统计,按原有规则,自5月27日至今年年末,总计有约8300亿元(最新市值)的定增股份将迎来解禁,而根据新规,即使只考虑“锁定期满后12个月内只能减持一半”的要求,将有约4150亿元定增筹码要继续锁定。

将时限进一步推延,目前已经实施完成的定增中,约有1.22万亿元股份在2018年按原规则将解禁,而根据新规,其中6114亿元的筹码将无法立即套现,需再持有12个月。

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