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长城证券 原总裁助理违规炒股

2017-09-02 14:35:51   中国青年网

本报讯(记者于建)昨天,证监会披露称,长城证券原总裁助理兼金融研究所所长黄钦来因违规炒股被罚没1454.2万元。

《证券法》第四十三条第一款规定,证券交易所、证券公司和证券登记结算机构的从业人员、证券监督管理机构的工作人员以及法律、行政法规禁止参与股票交易的其他人员,在任期或者法定限期内,不得直接或者以化名、借他人名义持有、买卖股票,也不得收受他人赠送的股票。J180

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